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September 10, 2010
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Swallowing Disorders in Neuromuscular Diseases.

By E. R. Johnson, MD.

Swallowing is an important part of our daily lives. Swallowing transports water and food from our mouth to our stomach to provide nutrition and hydration. Since eating is often a social event it also is a part of family and community life. When swallowing is impaired our physical and social lives are threatened. Any disease which alters the nerves or muscles which are involved with swallowing produces swallowing difficulty. This swallowing difficulty is called dysphagia by the medical community. There is another medical name that is similar to dysphagia. Dysphasia means difficulty with language, not with swallowing. The Speech Pathologist treats both dysphagia and dysphasia.

Many subjects with neuromuscular disease develop dysphagia. In a European survey (1) significant swallowing problems were reported in 51% of individuals with polymyositis, in 44% with myasthenia gravis, in 38% with limb-girdle syndrome, in 33% of those with myotonic muscular dystrophy, in 32% with spinal muscular atrophy, in 20% with Duchenne muscular dystrophy, and in 6% of those with facioscapulohumeral dystrophy. Although the percentage with amyotrophic lateral sclerosis was not included in the European survey, the percentage of swallowing disorders in amyotrophic lateral sclerosis approaches 100% as the disorder progresses (dysphagia may also be the first symptom of the disease).

Food is prepared in the oral cavity by chewing, then is transported to the stomach where the process of digestion is begun. Swallowing is initiated by a tongue thrust against the palate at the top of  the mouth. This propels the food into the pharynx. The muscles which move the pharynx coordinate with the muscles that raise the larynx (the voice box) to propel the food through the pharynx into a long tube called the esophagus. This takes one second. The esophagus carries the food into the stomach within 12 to 16 seconds.

In the middle part of pharynx there is a point which is like a fork in a road. Food passes into the fork leading to the stomach. Air for oxygen exchange passes into the fork called the trachea which leads to the lungs . We do not want food to pass into the lungs where it leads to pneumonia (called aspiration pneumonia) or gets stuck in trachea where it produces complete airway obstruction and death. All families should know how to do the Heimlich maneuver which is a technique to move a food particle out from the trachea if it gets stuck there since all people are at risk for aspiration obstruction if they talk or laugh while swallowing. Families with members who have a neuromuscular disease should also know the Heimlich maneuver since they are at greater risk. The Heimlich maneuver is taught with any course in cardiopulmonary resuscitation (CPR).

Problems with swallowing are frequently evaluated and treated by Speech Pathologists. The initial evaluation of swallowing problems may be an examination by the Speech Pathologist. Another method of assisting in determining the extent of the problem and the methods for treatment is called a dynamic swallow study (2). In that study a videotape is made of the swallow of barium. Through sophisticated electronic and computer technology multiple measurements can be made which lead to development of treatment techniques that are specific for that person. At UCDMC the videotape is reviewed by a multi-disciplinary panel that includes Speech Pathologists, Nurse Clinicians, and physicians.These health care professionals give suggestions and advice about treatment. These suggestions are included in a comprehensive report which goes to the personal physician of the individual with the swallowing problem.

The kinds of treatment which may be useful for swallowing problems in neuromuscular disease include:

1) Changes in the type and consistency of the food. Sometimes pureed foods are better. Sometimes thickened foods are better.

2) Changes in head position such as turning to the right or left may be beneficial. This is tested during the dynamic swallow study videotaping.

3) At times it is not safe to swallow (such as when the dynamic swallow study shows that food is aspirated). When food is aspirated it falls into the airway where it can produce pneumonia or death. If aspiration is present it may be necessary to get food into the stomach by a tube, either a nasogastric tube through the nose or a gastostomy where the food is given via a tube which has been placed in the stomach through the skin.

4) Surgery may be helpful in certain types of problems in which a muscle that acts as a gate between the pharynx and the esophagus blocks the passage. This is called a cricopharyngeal bar. The surgery is called a cricopharyngeal myotomy. This surgery opens up the passageway to allow more normal passage of food.

Certain neuromuscular diseases are more susceptible to dysphagia (the medical name for a swallowing disorder). Individuals with oculopharyngeal muscular dystrophy frequently have a cricopharyngeal bar and require a cricospharyngeal myotomy. This is also sometimes true for individuals with limb-girdle syndrome. Some limb-girdle individuals have mild or no swallowing problems; some have severe problems. Individuals with polymyositis and dermatomyositis have swallowing problems that are severe and occur early in the disease process. Sometimes the first and only clinical symptom in polymyositis or dermatomyositis is dysphagia.. Individuals with polymyositis and dermatomyositis may respond to oral corticosteroid medications. Individuals with myasthenia gravis also have swallowing problems early that produce dysphagia.  Swallowing therapies have not been developed for this neuromuscular junction disorder, however, because the treatment for myasthenia muscle weakness is surgical (thymus excision) or pharmacologic (neostigmine or other anticholinesterase medications).  These treatments usually produce a distinct improvement in muscle strength, including the muscles for chewing and swallowing, which leads to improved swallowing and does not usually require remedial dysphagia treatment.  

Most individuals with neuromuscular disease have a slowly progressive problem where the swallowing disorder comes only after several years. The swallowing problems in myotonic muscular dystrophy are usually mild to moderate and come later in the disease process. A third of the individuals with myotonic muscular dystrophy or spinal muscular atrophy have swallowing problems; however, the problem in spinal muscular atrophy is usually more severe. Individuals with facioscapulohumeral syndrome have a low incidence of dysphagia (less than 10 %), but for the ones with swallowing problems evaluation and treatment are important.

Amyotrophic lateral sclerosis produces marked swallowing and nutritional problems since the motor neurons in the brain stem that control swallowing deteriorate. It is important for individuals who have amyotrophic lateral sclerosis and their families to have access to a Speech Pathologist with experience with the disorder to assist in maintaining hydration and nutrition.

The Department of Otolaryngology and Department of Physical Medicine and Rehabilitation at UCDMC have completed dynamic swallow videotape studies on over seventy individuals with neuromuscular disease. Those studies are currently being measured with sophisticated computer technology. The work is being supported by a Research and Training Grant from the National Institute for Disability Rehabilitation Research. The goals of that study are a) to understand the neuromuscular dynamics of swallowing in individuals with neuromuscular disease b) to develop effective remedial treatment techniques for dysphagia in individuals with neuromuscular disease c) to develop a handbook for treatment of swallowing disorders in neuromuscular disease d) to provide individual evaluations and treatment programs through consultation from physicians.

Many of the swallowing problems in neuromuscular disease are mild and can be dealt with by the individual through care and caution while swallowing and by care with the type and consistency of food. However, some require formal work-up and evaluation. The reasons to obtain a formal work-up are:

If you have any of these problems you should discuss it with the physician who provides your care to see if there is need for a dysphagia evaluation.

And remember, all families should be trained in the Heimlich maneuver in order to provide resuscitation if a family member chokes on something that blocks the airway. This is especially important in families where there is an individual with neuromuscular disease since there is an increased risk of aspiration of food and death from that aspiration. If you need training in the Heimlich maneuver contact your local chapter of the American Red Cross or the American Heart Association.

References:

1) Willig T, Paulus J, Lacau Saint Guilly J, Beon C, Navarro J. Swallowing  problems in neuromuscular disease. Archives of Physical Medicine and  Rehabilitation 1994; 75: 1175-81.

2) Johnson E, McKenzie S. Kinematic pharyngeal transit times in myopathy. Dysphagia 1993; 8: 35-40.


From the RRTC Newsletter, February 1997.

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